About Mike
As a trusted adviser to financial services firms, Mike is known for delivering pragmatic. proportionate UK and European regulatory guidance. His background includes Big 4 audit, consulting roles, and 14 months at the FCA, and in 2016 he was recognised in Financial News’ Top 40 Under 40: The Rising Stars of Legal Services.
He works across asset management, wealth management, broking, and asset servicing, with expertise spanning AIFMD, UCITS, MiFID, market abuse, financial crime, data protection, prudential and conduct rules, best execution, market surveillance, compliance outsourcing and AML.
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