Suntera Careers: Senior Compliance Manager IOM

Senior Compliance
MANAGER

Compliance | Isle of Man | Full Time

About Suntera.

Suntera Global is a leading international provider of fund, corporate and private wealth services, with over 45 years of experience and 550+ specialists supporting a diverse range of industries worldwide, empowering responsible ambition through professional delivery of governance, administration and accounting services, all while focusing on strong relationships and continually evolving to provide the best possible service to clients.

About The Role.

The purpose of this role is to ensure the business complies with the applicable laws and regulations. You will assist in helping to develop and maintain a good compliance culture throughout the business, thereby minimising the business’s exposure to money laundering, terrorist financing, fraud, bribery, and corruption and financing of proliferation, and helping to ensure compliance with its legal and regulatory obligations. This will be achieved through maintaining, monitoring, developing, and ensuring the efficient and effective operation of the Compliance department giving support and direction in relation to the Private Wealth, Corporate and Fund administration services of Suntera.

Your duties will include:

DB Clients oversight, ongoing internal monitoring of activities [and review of new business where applicable]
Take the (DB) Client compliance appointments and take lead on DB internal control framework
DMLRO
Learn Funds compliance requirements/fund structures etc
Interpretation of NRAs into local BRAs and internal controls
Transaction Risk Assessment, ownership of the process
Contribute to team process development and documentation
Take the lead on regulatory gap analysis to assess level of compliance and internal control improvements
Engage in office wide delivery of compliance related training

What i love about my job

"Suntera considered my role and long-term professional journey and gave me the opportunity to study whilst working. With support from my manager and the wider team, I achieved my STEP-certified qualification and earned the STEP Isle of Man award with the highest marks. Suntera provided me with training opportunities and is committed to creating an environment where all employees can grow and hone their skills."

Jake Kelly
Trust Manager, Private Wealth

About you.

You will be an effective problem solver with good organisation skills. The following attributes would also be advantageous:

Previous relevant experience within Compliance, ideally in a TCSP and/or Funds environment.
Awareness of and appreciation for multi-jurisdictional regulatory requirements and how these are applied in a balanced method to a global organisation.
Relevant professional qualification (such as an ICA Certificate or similar) or willing to work towards.
Strong interpersonal skills and the ability to work positively with people at all levels.
Excellent organisational skills with the ability to work under pressure and to guide and direct others to meet deadlines and targets.
Developing knowledge of a relevant local regulations and legislation, including anti-money laundering and counter-terrorist financing.
The ability to work both independently and under supervision.

Personal qualities

Integrity
Inspires client and team confidence
Adaptable and versatile
Assertive and confident
Discrete and tactful
Emotional resilience
‘Can do’ attitude
Role model
Appropriate office conduct and attitude to work

This is an exciting opportunity to join a growing team and develop new ways of working, where you will have the opportunity to input into the evolution of our business processes on an ongoing basis. In addition to a competitive salary, you will be rewarded with a performance-driven bonus, a comprehensive flexible benefits package, and the training and career opportunities that come as standard with a dynamic and rapidly growing group of companies.

Apply now

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