About The Role.

The purpose of this role is to ensure the business complies with the applicable laws and regulations. You will assist in helping to develop and maintain a good compliance culture throughout the business, thereby minimising the business’s exposure to money laundering, terrorist financing, fraud, bribery, and corruption and financing of proliferation, and helping to ensure compliance with its legal and regulatory obligations. This will be achieved through maintaining, monitoring, developing, and ensuring the efficient and effective operation of the Compliance department giving support and direction in relation to the Private Wealth, Corporate and Fund administration services of Suntera.

As Senior Compliance Administrator, you will assist in a variety of administration and compliance tasks that contribute to Suntera achieving responsible growth.  

Your duties will include:

• Provide an independent, objective compliance service to ensure compliance with legal and regulatory obligations.
• Provide guidance on the proper application and implementation of relevant laws, regulations and internal procedures for junior members of the team.
• Advise the compliance manager of significant matters, concerns or breaches of laws or regulations.
• Provide compliance guidance and support to the client facing teams in respect of onboarding, trigger events and high-risk file reviews.
• Provide consistent guidance or feedback with respect to customer due diligence and enhanced due diligence requirements to the client facing teams.
• Provide assistance and support to the compliance manager in delivering and meeting deadlines.
• Assist in ad-hoc projects as required, including support with Compliance Monitoring.