Our Expert Commentary

United States - Funds Newsletter Q3 2026

Written by Suntera Global | Oct 21, 2026, 1:24:19 PM

Welcome to our Q3 newsletter. As we head into the final months of 2026, we're sharing the latest news from across Suntera, including the expansion of our fund services leadership in Singapore and recognition at the Private Equity Wire US Awards. We also feature guest commentary from Alston & Bird on the SEC's recent findings regarding investment adviser compliance reviews, along with insights from our team on the operational and regulatory issues shaping the private markets industry.

And for those in New York, we hope you'll join us for our upcoming Fall Sips & Social on October 22. We look forward to reconnecting with industry colleagues and friends as we close out the year.

Suntera Global News

Suntera Strengthens Singapore Fund Services Leadership with Appointment of Kelvin Sng

Suntera Global has further strengthened its fund administration capabilities in Asia with the appointment of Kelvin Sng as Head of Fund Services in Singapore. With more than 20 years of experience in the fund and securities services industry, Kelvin brings extensive expertise across traditional and alternative funds, insurance funds, and public and private markets.

In his new role, Kelvin will lead Suntera's Fund Services offering in Singapore, supporting the continued development of the firm's global fund administration capabilities. His appointment reflects Suntera's ongoing investment in Singapore as a key market within its broader Asian growth strategy and reinforces its commitment to providing fund managers with the expertise and operational support they need across international markets. Read the full announcement here.

Other noteworthy news from around the globe:

Suntera Maintains Growth Focus with Global Integration Director Appointment

FCA Thematic Review Findings

UK AIFM Reforms: 20 Key Takeaways

Guest Commentary

 SEC Division of Examinations Flags Deficiencies in Investment Adviser Annual Compliance Reviews
by Alston & Bird 

The U.S. Securities and Exchange Commission (SEC) has identified recurring deficiencies in investment advisers' annual compliance reviews, highlighting the importance of maintaining effective compliance programs and ensuring that written policies reflect actual business practices.

In a September 2026 risk alert, the SEC's Division of Examinations outlined six areas of concern, including incomplete review procedures, inadequate documentation, inconsistencies between policies and practices, and failures to address previously identified issues. While the alert does not introduce new regulatory requirements, it provides valuable insight into the areas examiners are scrutinizing.

In this guest commentary, Alston & Bird's Funds Group examines the SEC's findings and outlines practical steps investment advisers can take to strengthen their annual review processes, address potential weaknesses, and prepare for future examinations.

Read the article here.

Out and About

Join us at Annie Moore’s on October 22nd for Fall Sips & Social

As the year heads into its final stretch, Suntera Fund Services invites you to step away from your desk and join us for an evening of cocktails, conversation and networking in New York City.

Join the Suntera team and fellow private markets professionals at Annie Moore's on Thursday, October 22, from 4:30 to 7:30 PM. It's a great opportunity to reconnect with industry colleagues, make new connections and enjoy a relaxed evening together.

We hope to see you there!

Date: Thursday, October 22, 2026
Time: 4:30–7:30 PM ET
Location: Annie Moore's, 22 E 41st Street, New York

Register to Attend.

Industry Recognition

Suntera Fund Services has been shortlisted in three categories at the 2026 Private Equity Wire US Awards, recognizing the firm's expertise and commitment to supporting private markets managers across the United States. The nominations include Fund Administrator of the Year in three categories: Private Credit, Client Services, and GPs Under $30B.

These nominations reflect Suntera's continued investment in its fund administration capabilities and its focus on delivering responsive, specialized support to private equity and private credit managers. From emerging and growing GPs to established investment firms, Suntera's teams work closely with clients to address their evolving operational needs and support long-term growth.

Read the full announcement to learn more about the recognition.

Thought Leadership

In case you missed it, we shared a few articles this past quarter, and our leaders shared expert commentary with key industry publications.

Asset-Based Finance is Growing. Is your Operating Model Ready?

Is Your Fund Operations Ready for Fund II?

What Recent Private Credit Redemptions Mean for Investor Communication

Bringing Greater Clarity to Carry Administration

Private Credit’s Operational Moment

Why Transparency is Becoming an Advantage in Alternative Investments

For more information about this topic, please get in touch with Matthew Reynolds using the details below.

Visit our funds overview page for information on our comprehensive services.

Key Contact:

        Matthew Reynolds

        HEAD OF BUSINESS DEVELOPMENT, AMERICAS

        View Bio        |        Email Matthew        |        LinkedIn