Managing Partner of Suntera UK,
Mike Booth, speaks to Will Bennet-Lynch of The Drawdown about the importance of robust customer risk assessments and the findings of the FCA's review of private market firms.
“Thematic reviews are often a precursor to the FCA wielding its stick, and we think that boards of private market firms need to adjust to that new reality, and consider the level of resources that they put to work,” said Mike Booth.
Read the full article
here.
Learn More
For more information about this topic, please get in touch with Mike Booth using the details below.